Investment Firm Insurance
Investment firms manage other people's money, which makes professional judgment and fiduciary duty their primary exposure. A dissatisfied client, a data breach, or an internal theft can each create claims that threaten the firm's reputation and balance sheet.
Exposures that demand a strategy
Before recommending coverage, we map the specific exposures that threaten your operation. For investment firm insurance, those typically include:
A program built around your operation
With access to more than 100 highly rated carriers and specialty programs, we assemble the right combination of coverages rather than a one-size-fits-all policy.
Professional Liability (E&O)
Protects against claims of negligent advice, errors, or omissions in financial services.
Directors & Officers
Covers the firm's leadership against management and governance claims.
Cyber Liability
Responds to data breaches and cyber incidents affecting client information.
Crime / Fidelity
Protects against employee theft and fraud.
Commercial General Liability
Protects against third-party bodily injury and property damage claims arising from your premises and operations, including legal defense costs.
Who this is for
Registered investment advisors, wealth managers, and financial-services firms.
Sherlock Insurance Group took the time to understand our business, identified exposures we hadn't considered, and designed an insurance program tailored to our needs. Their expertise, responsiveness, and attention to detail have made them a trusted partner.
Let's build the right program for your business
Strategy that knows your business. Tell us about your operation and we'll design coverage that fits your real exposures and budget.